Forms, Policies & Procedures
Here you will find a repository of forms, policies and procedures related to research at the University of Delaware. This repository draws on sources throughout campus to provide quick and easy access to these resources in a variety of formats, such as html, MSWord and Adobe PDF. We encourage you to explore and use the tools provided to narrow your search by word, resource type or category in order to learn more about the content that governs research at UD.
*NOTE: As of October 2020 Google Chrome changed how it handles file downloads. If you encounter difficulties, right click on the “Download” button/link and select “save link as.” Once selected the file download will be executed and can be saved to the desktop. A second method is to use a different browser.
Animal Subjects in Research
For Forms, Policies and Procedures pertaining to Animal Subjects in Research and other resources
Compliance
Conflict of Interest
Contracts and Grant Management
Effort Certification
Export Regulations (ITAR/EAR/OFAC)
Human Subjects in Research
Intellectual Property
Internal Funding
Material Transfer
Reporting Misconduct
Research Administration
Research Agreements
Safety
Students
Templates
University
Form: Research Office
UD Individual Development Plan Assessment Form (IDP Form)
UD Individual Development Plan Assessment Form (IDP Form)
University of Delaware IDP Assessment Form
The University of Delaware requires Individual Development Plans (IDPs) to be completed for graduate students and postdocs funded by NIH (regardless of funding mechanism) each year. The use of IDPs for all graduate students and postdocs is encouraged as a means for professional development and career planning. Additionally, other funding agencies are beginning to request IDPs. To aide in this requirement the UD Research Office is providing an IDP Assessment Form that will help with this effort.
Related Links
AAAS “myIDP” Individual Development Planning Tool
UD Individual Development Plan (IDP) Policy
Form Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: February 25, 2021
Download Form Email
Procedure: Research Office
UD Service Maintenance Contract Procedure Advance Payment on Sponsored Projects Internal Guidance
UD Service Maintenance Contract Procedure Advance Payment on Sponsored Projects Internal Guidance
Service/maintenance contracts on sponsored projects are agreements with a vendor to perform services to ensure the equipment’s satisfactory operation during the life of a sponsored project. There are two types of payment options for service/maintenance contracts: advance payment or a payment schedule. This guidance addresses advance payments for equipment contracts.
Advance payment can be advantageous if the vendor offers a significant discount for early payment. The vendor may also require advance payment. Advance payment requires documentation to support why this payment option is required and/or necessary.
If it is determined that advance payment is the optimal course, it must be reasonable, allowable, allocable, and applicable to the sponsored project. To confirm this, the following questions should be considered:
1) Was the associated piece of equipment charged to the project?
2) Is the service/maintenance contract important, necessary, critical, or vital to the
continued operation of the equipment?
3) What are the implications to the sponsored project if the service/maintenance
contract is forfeited?
To be in compliance with Uniform Guidance – Subpart D, E, & F, this documentation should be included in the UD Exchange (UDX) requisition request. A document may be attached, or a comment can be included on the requisition (for example):
“This contract is vital to the project due to [INSERT EXPLANATION]. Research
would halt with any delay due to equipment malfunction because [INSERT
EQUIPMENT NAME] is necessary and integral to project to [INSERT EXPLANATION].”
If the vendor requires advance payment, and there were no other qualified vendor options, please add a note to UDX regarding that. After determining the service / maintenance contract is essential to the project, appropriate allocation of the cost can be managed according to the term of the contract:
1) Contracts covering twelve months or less; or
2) Multi-year contracts covering more than twelve months.
Contracts covering twelve months or less
Service/maintenance contracts that cover twelve months or less can be charged directly to the sponsored project within the same budget period as paid.
Multi-year service/maintenance contracts covering more than twelve months
Multi-year service/maintenance contracts on sponsored projects are allowable. In the event of a multi-year contract, it is recommended, if possible, to seek quarterly or annual payment.
1) If a multi-year contract is advantageous to the project, the justification (cost, service level, etc.) must be provided in UDX for review and approval by the Research Office. The period approved will be allowable to the sponsored project as paid.
2) For multi-year contracts which are disallowed to be charged to the project under (1) above, the first-year costs may be allocated to the sponsored project as paid, while subsequent years must be allocated to a departmental non-sponsored source of funding. Subsequent year costs may be reallocated to the allocable sponsored project within each budget period corresponding to the service/maintenance contract as paid.
Cost allocation to the sponsor code will be as paid.
Example Scenarios
Example 1 – Twelve-month contract or less
Invoice received: 03/12/2023
Federal Award: 9021086936
Award period: 03/01/2021-08/31/2025
Maintenance contract period: 04/01/2023-03/31/2024
Annual Maintenance Total: $18,500.00
Accounting: $18,500.00 to award in March 2023 (when invoice received)
Sticking with the main example above, except changing the what ifs below:
What if: invoice received 06/01/2023 and contract period was 06/01/2023-05/31/2024.
Accounting: charge $18,500.00 to award in June 2023
What if: invoice received 06/01/2023 and contract period was 06/25/2023-05/24/2024.
Accounting: charge $18,500.00 to award in June 2023
What if: invoice received 10/01/2024 and contract period was 10/01/2024-09/30/2025.
Accounting: charge 11/12ths of $18,500 to award in October 2024 (award ends 08/31/2025)
Example 2 – Multi-year contract
Invoice received: 05/12/2023
Federal Award: 5021086639
Award period: 07/01/2022-06/30/2026
Maintenance contract period:
Year 1: 04/17/2023- 04/16/2024; $75,250.25
Year 2: 04/17/2024- 04/16/2025; $79,440.48
Year 3: 04/17/2025- 04/16/2026; $80,996.75
Annual Maintenance Total: $235,687.48
Example 2: Accounting- if allowed in full:
Charge full contract amount, $235,687.48, to award in May 2023 (when invoice received) (Allowed in full: justification provided for vital criteria/implications to sponsored project)
Example 2: Accounting- if disallowed in full:
Charge Year 1, $75,250.25 to award in May 2023 (when invoice received)
Charge Years 2-3 total, $160,437.23 to a department discretionary code in May 2023 (when invoice received)
Note: with multi-year contracts, the out years charge must be allocated to a department discretionary purpose code and reallocated to the award yearly corresponding to the service contract year making sure it falls within the award period.
Procedure Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Administration
ORIGINATION DATE: July 21, 2023
Procedure Source Email
Form: Research Office
UDRF Final Report Template
UDRF Final Report Template
The University requires that a report on the project be submitted to the Research Office no later than 90 days after the end of the grant.
This form serves as a template for the Final Report on GUR and UDRF Grants. Completion of this form affects eligibility for future internally funded grants.
For more info contact
The Research Development Office
researchdev@udel.edu
(302) 831-2136
Form Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: March 1, 2016
Download Form Email
Form: Research Office
UDRF-SI Final Report Template
UDRF-SI Final Report Template
The University requires that a report on the project be submitted to the Research Office no later than 90 days after the end of the grant.
This form serves as a template for the Final Report on GUR and UDRF Grants. Completion of this form affects eligibility for future internally funded grants.
For more info contact
The Research Development Office
researchdev@udel.edu
(302) 831-2136
Form Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: August 11, 2016
Download Form Email
Policy: Safety
Underground Storage Tank Management
Underground Storage Tank Management
- SCOPE OF PURPOSE
To ensure the management of Underground Storage Tanks (USTs) at the University is conducted in compliance with Federal and State Underground Storage Tank Regulations (7 Del. Code Chapter 74, 40CFR280), NFPA, BOCA, City of Newark and other applicable codes.This policy applies to all University underground storage tanks and underground storage tank systems containing motor fuels, heating oils, waste products, and other regulated products. …
The complete policy and more can be found on the ’s web site.
Policy Details:
OWNER: Executive Vice President
SECTION: Campus Safety and Security Policies
RESPONSIBLE OFFICE: Office of Environmental Health and Safety
POLICY NUMBER (Legacy): 7-39
ORIGINATION DATE: February 28, 1989
REVISION DATE(S): April 1, 1996; January 12, 2006
Policy Source
Email
Form: Research Office
Uniform Biological Material Transfer Agreement
Uniform Biological Material Transfer Agreement
In 1995, the National Institutes of Health (NIH) published the Uniform Biological Material Transfer Agreement (UBMTA) and an Implementing Letter for the transfer of materials between nonprofit institutions. The University of Delaware is one of the institutions which has signed the UBMTA which allows signatory institutions to transfer materials to one another using a boilerplate Implementing Letter for the particular transfer.
Use of the UBMTA is optional, UD researchers may opt to use the Non-Biologicals form as an alternative. Note that the UBMTA Letter must accompany the UBMTA in all cases. Please provide investigator/scientist information as appropriate and sign as recipient or provider. Attach the completed UBMTA to the Webform before submitting.
Related Links
- Material Transfer Agreement Required Webform
- Material Transfer Agreement Template – Incoming
- Material Transfer Agreement Template – Outgoing
- Uniform Biological Material Transfer Agreement
- Uniform Biological Material Transfer Agreement Implementation Letter
Form Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: November 15, 2013
Download Form Email
Form: Research Office
Uniform Biological Material Transfer Agreement Implementation Letter
Uniform Biological Material Transfer Agreement Implementation Letter
The UBMTA Letter must be used in conjunction with the UBMTA. The Implementing Letter contains a description of the material and a statement indicating that the material is being transferred in accordance with the terms of the UMBTA. It must be executed by the provider scientist and the recipient scientist, and is subject to UD Research Office approvals. Please complete the highlighted sections of the form and sign as provider or receiver as appropriate. Attached the completed UBMTA Letter to the Webform before submitting.
Related Links
- Material Transfer Agreement Required Webform
- Material Transfer Agreement Template – Incoming
- Material Transfer Agreement Template – Outgoing
- Uniform Biological Material Transfer Agreement
- Uniform Biological Material Transfer Agreement Implementation Letter
Form Details:
OWNER: Research Office
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: December 10, 2013
Download Form Email
Policy: Research Office
Uniform Guidance Procurement Standards Update
Uniform Guidance Procurement Standards Update
MEMO
July 9, 2018
Re: Uniform Guidance Procurement Standards Update
Dear Colleagues,
We would like to update you of Policy changes regarding procurement of goods and services in accordance with the federal government’s Office of Management and Budget (OMB) Uniform Guidance. OMB has recently issued a memorandum that raises the threshold for micro-purchase under Federal financial assistance awards to $10,000, and raises the threshold for simplified acquisitions (large purchases) to $250,000. The University has revised the Procurement Policy 5-01, effective July 1, 2018, accordingly and as follows:
- The following quotation/bid thresholds apply:
- Federal Contracts and Grants including Mandatory/Voluntary Committed Cost Share and University Service Centers:
- Less than $10,000 – Departments should perform due diligence on pricing options to ensure that products or services are obtained at reasonable prices.
- $10,000 to $250,000 – Quotes must be obtained from an adequate number of qualified sources (minimum of three sources if available). If there is only one qualified source, a UD Sole Source Justification form must be completed and submitted to Procurement for review and approval.
http://www1.udel.edu/procurement/forms/Sole-Source-Form-UD.docx - $250,000 and greater – Sealed bids are required with formal advertising by Procurement Services unless there is only one qualified source. A UD Sole Source Justification form must be completed and submitted to Procurement for review and approval.
http://www1.udel.edu/procurement/forms/Sole-Source-Form-UD.docx
- All Other purchases:
- Up to $50,000, solicitation of quotations/bids will be at the discretion of Procurement Services. Buyers in Procurement Services are accountable for exercising professional due diligence by soliciting written or telephone quotations (documented) when appropriate.
- Purchases over $50,000 require price quotations or sealed bids to be obtained from at least three qualified vendors (if available), solicited by Procurement Services.
- In the event that only a single source can be located for a particular purchase exceeding $50,000, Procurement Services will make that determination and the buyer will so document in the purchasing system.
- Federal Contracts and Grants including Mandatory/Voluntary Committed Cost Share and University Service Centers:
Thank you for your cooperation and effort in this regard. Please contact Procurement Services with any questions.
The complete policy and more can be found on the UD Research Office’s web site.
Policy Details:
OWNER: Research Office
RESPONSIBLE OFFICE: VP of Finance / Research Office
ORIGINATION DATE: July 9, 2018
Policy Source
Email
Policy: University
University of Delaware Research Foundation Program
University of Delaware Research Foundation Program
- PURPOSE
To outline the administration, type of research supported, and application procedures for grants awarded by the University of Delaware Research Foundation. - POLICY
- University of Delaware Research Foundation ProgramThe University of Delaware Research Foundation, Inc. is a nonprofit, tax-exempt organization for the support of fundamental research in all fields of science. An independent corporation, it is chartered primarily to support the University’s scientific research programs.
University of Delaware Research Foundation (UDRF) grants are administered by the Senior Vice Provost for Research, who represents the University on the UDRF Research Committee and is secretary of the UDRF Board of Trustees.
The Senior Vice Provost for Research disseminates the updated information on UDRF grants to the faculty annually by letter. This letter includes the deadline for applications for grants.
The appropriate deans and chairs provide the Senior Vice Provost for Research with preliminary evaluations of applications for grants. The Senior Vice Provost combines these evaluations into a University recommendation. The final evaluation and award decision is made by the UDRF Research Committee. Grants are made primarily in the fields of the natural and physical sciences, but any proposal that uses scientific methods and promises quantitative results is eligible for a grant.
- GrantsUDRF grants support high quality scientific and engineering projects by early-career, untenured, tenure-track faculty. Costs covered are stipends, graduate student or technical assistance, equipment, supplies, travel, etc. Grants are awarded on the basis of individual merit and specific need.
The awards are made in April and become effective on the following June 1.
These grants are not to be used for the support of advanced-degree theses nor for their publication.
Understandings concerning the research grant programs and patents, copyright, and publishing considerations are stated in the Faculty Handbook and in this Policies and Procedures Manual.
Patent, copyright, and publication policies are as stated in the University of Delaware Faculty Handbook and in sections 6-6 and 6-7 of this Policies and Procedures Manual.
- Understandings and Procedures for Submitting Proposals are found in the UDRF Proposal Guidelines which are updated annually by the committee.
- University of Delaware Research Foundation ProgramThe University of Delaware Research Foundation, Inc. is a nonprofit, tax-exempt organization for the support of fundamental research in all fields of science. An independent corporation, it is chartered primarily to support the University’s scientific research programs.
The complete policy and more can be found on the ’s web site.
Policy Details:
OWNER: Provost
SECTION: Research, Sponsored Program, Technology Transfer and Intellectual Property Policies
RESPONSIBLE OFFICE: UD Research Office
POLICY NUMBER (Legacy): 2-Jun
ORIGINATION DATE: October 1, 1981
REVISION DATE(S): June 5, 1989; March 1, 1996; September 1, 2005; January 18, 2008; August 6, 2008
Policy Source
Email
Policy: Export Regulations (ITAR/EAR/OFAC)
University Procedure for International Travel with Electronic Devices
University Procedure for International Travel with Electronic Devices
The purpose of this memorandum is to remind and inform University of Delaware (UD) employees of the states-of-nature and UD expectations that exist when traveling internationally with mobile devices, laptop computers, personal-digital assistants (PDAs) and other electronic devices.
Consistent with the guidelines offered by the Office of the Director of National Intelligence, U.S. National Counterintelligence & Security Center (NC&SC) (https://www.dni.gov/index.php/ncsc-home), University personnel who are traveling internationally should be aware that:
- In most countries, travelers should have no expectation of privacy in internet cafes, hotels, offices or public places. Hotel business centers and telephone networks are regularly monitored in many countries. In some countries, hotel rooms are often searched.
- All information that you send electronically by FAX machine, PDA, computer or telephone can be intercepted. Wireless devices are especially vulnerable.
- Your movements can be tracked using your mobile telephone or PDA, and the microphone in your device can be turned on even when you think that it is turned off. To prevent this, remove the battery.
- Malicious software can be inserted into your electronic device through connections you use. This can also be done if your device is enabled for wireless. When you connect to your home server, the malware can migrate to your home system and/or the University, can inventory your system, and can send information back to the individuals who inserted the software.
- Malware can be transferred to your device through thumb drives (Universal-Serial Bus (USB) sticks), computer disks … some of which you may have been given as “gifts”.
- Transmitting sensitive information from abroad is risky
- While corporate or government officials may be most at risk, it incorrect to assume that you will not be targeted.
- Intruders are skilled at posing as someone you trust in order to obtain personal or sensitive information (i.e., phishing).
- If customs officials demand to examine your device, or if your hotel room is searched while your device is unattended in the room, you should assume your device has been compromised.
To mitigate these threats, again consistent with NC&SC guidelines, when traveling internationally, University personnel should:
- Take only necessary devices.
- Take only needed information, including sensitive contact information. Consider the consequences if your information were stolen or otherwise compromised.
- Back up all information you take, and leave the backed-up information at home.
- If feasible, use a different mobile telephone or PDA from your usual one, and remove the battery when not in use. Have your device examined by your UD information technology (IT) support-personnel when you return.
- Monitor official cyber security alerts from https://www.consumer.ftc.gov/features/feature-0038-onguardonline.
- Creating a strong password (numbers, upper and lower case letters, special characters – at least eight characters long). Never storing passwords, telephone numbers, or sign-on sequences on any device or in its case.
- Changing passwords at regular intervals, and as soon as you return.
- Downloading current, up-to-date antivirus protection, spyware protection, operating system security patches, and a personal firewall.
- Encrypting all sensitive information on a device. (Note that in some countries, customs officials may not permit you to enter with encrypted information.)
- Updating your web browser with strict security settings.
- Disabling infrared ports and features you don’t need.
While travelling internationally, you should:
-
- Avoid transporting devices in checked baggage.
- Use a digital signature and encryption when possible.
- Don’t leave your electronic devices unattended. If you stow a device, remove the battery and subscriber-identity module (SIM) card, and keep them with you.
- Don’t use thumb drives given to you – they may be compromised. Similarly, don’t use your own thumb drive in a foreign computer. If you must do either, assume your device has been compromised, and have it cleaned as soon as possible.
- Shield passwords from view. Don’t use the “remember me” feature that is found on many websites … retype the password every time.
- Be aware of who is looking at your screen, especially in public places.
- Terminate connections when you are not using them.
- Clear your browser after each use, delete history files, caches, cookies, URL and temporary internet file.
- Do not open emails or attachments from unknown sources. Don’t click on links in emails. Empty your “trash” and “recent” folders after every use.
- Avoid Wi-Fi networks. They are insecure, and maybe controlled.
- If your device or information is stolen, report it immediately to UD and the local US embassy or consulate.
Upon your return from international travel, you should:
-
-
- Change your password.
- Have your UD IT support-personnel examine your device for the presence of malicious software, if you suspect that it may have been compromised.
-
If you have questions, contact the Research Office at UDResearch@udel.edu or (302) 831- 2383. Additional information regarding “Travel Best Practices for Both Domestic & Abroad” is provided by UD Information Technologies at https://www.udel.edu/it/security/bestpractices/travel.html.
The complete policy and more can be found on the ’s web site.
Policy Details:
OWNER: UD Research Regulatory Affairs
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: January 1, 2016
Policy Source
Email
Procedure: NIH
Updated Requirements for NIH “Other Support”
Updated Requirements for NIH “Other Support”
BACKGROUND AND IMPORTANCE
The National Institutes of Health (NIH) needs to understand the degree to which the Principal Investigator (PI) or other senior/key personnel have support and/or resources from other sources for their research activities. The primary drivers cited for seeking this information are to ensure proper commitment of time (avoiding both under-commitment and over-commitment) by the senior personnel working on the project and avoiding duplication of funding for research requests. Given the recent additional scrutiny by the federal government on foreign influence (and particularly, scans for an inappropriate foreign influence), additional information is being requested. These requirements continue to evolve, and this page will be updated to reflect the latest information.
DEFINITION of “Other Support”:
(NIH Grants Policy Statement, December 2021)
“…includes all resources made available to researcher or senior key personnel in support of and/or related to all of their research endeavors, regardless of whether or not they have monetary value and regardless of whether they are based at the institution the researcher identifies for the current grant. Other support does not include training awards, prizes, start-up support from the US based institution, or gifts (note: Gifts are resources provided where there is no expectation of anything (e.g. time, services, specific research activities, money, etc.) in return).”
Data that is requested for each reportable activity includes (in this order):
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Active AND Pending |
*** Consultants (Research Only) |
*** Resources/ Financial Support |
In-Kind Active and Pending |
Title |
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Major Goals |
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Status of Support |
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Project number |
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Name of Principal Investigator (contact PI if multi-PI study) |
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Source of support (fund source) |
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Primary Place of Performance |
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Proposal Start and End Date |
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Provide when applicable |
Total Award Amount (see below) *New |
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Estimated value of in-kind contribution |
Person Months devoted by reporting investigator per budget period (see NIH guidance) **New |
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(or reasonable estimate) |
Entity (Foreign or Domestic) |
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Description |
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*For each reportable activity, include the total award amount (including Facilities and Administrative Costs) for the entire award period.
**Number of person-months per budget period to be devoted (e.g., 1.5 months).
***State “None” if Consultants and/or Resources do not apply.
Also required are:
*Overlap: After listing all support, summarize any potential overlap with the active or pending projects and activities, other positions, affiliations, and resources and this application in terms of the science, budget, or an individual’s committed effort.
*Signature: Each PD/PI or other senior/key personnel must electronically sign their respective Other Support form prior to submission. This signature certifies that the statements are true, complete and accurate.
WHO MUST REPORT:
- Principal Investigator
- All other senior/key personnel listed in a grant application except Other Significant Contributors and Program Directors, training faculty, and other individuals involved in the oversight of training grants
- All senior/key personnel, excluding consultants, in progress reports when there has been a change in active support except Program Directors, training faculty, and other individuals involved in the oversight of training grants
WHEN TO REPORT:
Expected starting May 25, 2021 and required starting January 25, 2022:
- Just-in-Time (upon request by NIH after proposal submission but prior to award).
- After Just-in-Time but prior to receipt of award (reporting required only if changes are substantive* in nature)
- Via Prior Approval Request for substantive* changes that occur during the award period but prior to the due date of the next RPPR.
- Research Performance Progress Reports (annual progress reports) – when there has been a change in active other support for all senior/key personnel
- Upon request by NIH
*While NIH does not define “substantive”, the concept is that the change is of a magnitude that NIH might prudently need to review the new arrangements to ascertain whether the existence, timing or the amount of NIH’s award might need to change in light of the new information (e.g. substantive new support that alters the reporting investigators availability or where a prudent person might question whether there is scientific or financial overlap)
FORMS/INSTRUCTIONS FOR REPORTING
NIH Other Support Format Page:
https://grants.nih.gov/grants/forms/othersupport.htm
WHAT TO REPORT:
Other Support includes all resources made available to a researcher in support of and/or related to all of their research endeavors, regardless of whether or not they have monetary value and regardless of whether they are based at the institution the researcher identifies for the current grant. This includes but is not limited to:
- Resources and/or financial support from all foreign and domestic entities, that are available to the researcher. This includes but is not limited to, financial support for laboratory personnel, and provision of high-value materials that are not freely available (e.g., biologics, chemical, model systems, technology, etc.). Institutional resources, such as core facilities or shared equipment that are made broadly available, should not be included in Other Support, but rather listed under Facilities and Other Resources.
- Consulting agreements, when the PD/PI or other senior/key personnel will be conducting research as part of the consulting activities. Non-research consulting activities are not Other Support.
- In-kind contributions, e.g. office/laboratory space, equipment, supplies, or employees or students supported by an outside source. If the time commitment or dollar value of the in-kind contribution is not readily ascertainable, the recipient must provide reasonable estimates.
- If in-kind contributions are intended for use on the project being proposed to NIH in this application, the information must be included as part of the Facilities and Other Resources or Equipment section of the application and need not be replicated on this form.
- In-kind contributions not intended for use on the project/proposal being proposed in this application must be reported below. If the time commitment or dollar value is not readily ascertainable, reasonable estimates should be provided.
Other support does not include training awards, prizes, or gifts. Gifts are resources provided where there is no expectation of anything (e.g. time, services, specific research activities, money, etc.) in return. An item or service given with the expectation of an associated time commitment is not a gift and is instead an in-kind contribution and must be reported as such.
SUPPORTING DOCUMENTATION:
Provide copies of contracts specific to senior/key-personnel foreign appointments and/or employment with a foreign institution for all foreign activities and resources that are reported in Other Support. If they are not in English, recipients must provide translated copies. This does not include personal service contracts, or employment contracts for fellows supported by foreign entities. Supporting Documentation should be provided as a PDF following the Other Support form. This documentation must be supplied to the Grants Analyst from the senior/key-person at the time other support is due. If you have questions regarding foreign components (appointments or other employment), please contact Research Office Regulatory Affairs.
ADDITONAL GUIDANCE FROM NIH:
NIH has a webpage devoted to Other Support, which includes FAQs and instructions, as well as a page that includes examples on what to disclose.
See also:
- NOT-OD-21-073: Upcoming Changes to the Biographical Sketch and Other Support Format Page for Due Dates on or after May 25, 2021
- University of Delaware Research Office, Foreign Involvement
- NOT-OD-19-114: Reminders of NIH Policies on Other Support and on Policies related to Financial Conflicts of Interest and Foreign Components.
- Mike Lauer’s 7/19 Blog post entitled, “Clarifying Long-Standing NIH Policies on Disclosing Other Support”
- NIH Protecting Biomedical Innovation (including helpful reporting at-a-glance chart)
IN SUMMARY:
Other Support Changes |
Effective |
Effective |
Disclose all sources of Other Support and related information, including outside activities (e.g. consulting, visiting professorships) if conducting research, In-Kind support, and gifts if donor expects anything in return (e.g. time, services, research). |
Required |
Required |
Follow new format |
Not required |
Required |
Separate sections for Project/Proposal Support and In-Kind |
Not required |
Required |
Completed Support for the last 3 years |
Not required |
Required |
Submit copies of agreements for investigator’s foreign appointment/employment if listed as Other Support |
Not required |
Required |
If agreement not in English, provide translated copy |
Not required |
Required |
Redact confidential information expect for key provisions (e.g. award amount, dates) |
Not required |
Required |
When requested, provide copies of agreements for investigator’s foreign appointment/employment if listed as Other Support |
Required |
Required |
Each senior/key person electronically signs PDF of their Other Support |
Not required |
Required |
If Other Support signed, flatten PDF prior to submission |
Required |
Required |
Submit updated Other Support immediately upon learning a source of Other Support for an active NIH grant was not disclosed |
Required |
Required |
Procedure Details:
OWNER: National Institutes of Health
RESPONSIBLE OFFICE: Research Office
ORIGINATION DATE: May 24, 2021
REVISION DATE(S): 1/10/2022, 1/19/2022
Procedure Source
Email
Procedure: U.S. Department of Commerce
US Bureau of Industry and Security – Export Administration Regulations (EAR)
US Bureau of Industry and Security – Export Administration Regulations (EAR)
These are the unofficial electronic EAR files created by BIS. The legally official text of the EAR is provided via the Federal Register publications. Incorporation of revisions pursuant to Federal Register regulatory publications are completed by BIS within 72 hours to the best of our abilities. While we strive for perfection, we do make mistakes from time to time. You may email any errors that you find.
Procedure Details:
OWNER: US Bureau of Industry and Security
RESPONSIBLE OFFICE: Research Office
Procedure Source
Email