Forms, Policies & Procedures

Here you will find a repository of forms, policies and procedures related to research at the University of Delaware. This repository draws on sources throughout campus to provide quick and easy access to these resources in a variety of formats, such as html, MSWord and Adobe PDF. We encourage you to explore and use the tools provided to narrow your search by word, resource type or category in order to learn more about the content that governs research at UD.


*NOTE: As of October 2020 Google Chrome changed how it handles file downloads. If you encounter difficulties, right click on the “Download” button/link and select “save link as.” Once selected the file download will be executed and can be saved to the desktop. A second method is to use a different browser.

FILTER BY
RO Forms, Policies, and Procedures Search 2019

Animal Subjects in Research

For Forms, Policies and Procedures pertaining to Animal Subjects in Research and other resources

Click Here

Conflict of Interest
Contracts and Grant Management
Effort Certification
Export Regulations (ITAR/EAR/OFAC)
Human Subjects in Research
Intellectual Property
Internal Funding
Material Transfer
Reporting Misconduct
Research Administration
Research Development
Templates
RO Forms, Policies, and Procedures Search 2019

Forms, Policies and Procedures (243 Entries)
Form: Human Subjects in Research
IRBNet New User Registration
Form: Human Subjects in Research

IRBNet New User Registration

The University of Delaware uses the IRBNet system to manage its IRB Protocols with research concerning human subjects. If you are not already registered with IRBNet, it is necessary that you do so in order to produce the documentation that will be reviewed by the University of Delaware’s IRB. After review, the IRB office will communicate with the principal investigator and request any clarifications or edits that need to be completed before approval can be issued.

Once a review has been completed, decision letters are uploaded in IRBNet and are always accessible to the investigator(s). Informed consent documents from projects approved via an expedited or full board review will be stamped with the IRB approval and expiration date and also uploaded in IRBNet. Informed consent must be obtained using the stamped version of the approved documents, (i.e., participants signatures need to be collected in a copy of the stamped informed consent.) No IRB stamp is added to informed consent documents associated to projects deemed exempt.

 

Form Details:

OWNER: Research Office

RESPONSIBLE OFFICE: Research Office

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=51614

Procedure: Export Regulations (ITAR/EAR/OFAC)
Is your UD project in Compliance with Export Controls?
Procedure: Export Regulations (ITAR/EAR/OFAC)

Is your UD project in Compliance with Export Controls?

Does the contract restrict publication or presentation of research results?

Does the contract limit or prohibit foreign nationals from performing work or accessing research results?

Does the contract prohibit results or deliverables from being disclosed or delivered to any country or persons?

Will any information be used in the project be obtained from a third party subject to nondisclosure obligations?

Is any equipment or encryption software required to be delivered as part of the project?

The attached PDF flowchart will help to determine whether or not a project needs to be advised upon in terms of its compliance.

Related Links

Download the Export Control Decision Tree (pdf)

 

Procedure Details:

OWNER: Research Office

RESPONSIBLE OFFICE: Research Office

Procedure Source Email https://research.udel.edu/forms-policies-procedures/?entry=51451

Form: Environmental Health and Safety
Lab Hazard Checklist
Form: Environmental Health and Safety

Lab Hazard Checklist

Please check the hazards that are associated with your lab and complete the section below and email to dehsafety@udel.edu or send through Campus Mail to the Department of Environmental Health and Safety.

 

Form Details:

OWNER: Environmental Health & Safety

RESPONSIBLE OFFICE: Environmental Health & Safety

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=51531

Form: Environmental Health and Safety
Laboratory Inspection Form
Form: Environmental Health and Safety

Laboratory Inspection Form

It is the aim of the Chemical Hygiene Committee (CHC) and Environmental Health & Safety (EHS) to work cooperatively with Principal Investigators and laboratory workers to achieve compliance with University safety policies, the Chemical Hygiene Plan and governmental regulations. Unsatisfactory items and laboratory safety violations will be handled, following the steps outlined in the Chemical Hygiene Compliance Policy (https://www.udel.edu/EHS/CHCCompliancePolicy.pdf). Issues that represent an immediate or imminent hazard to University Personnel, risk to the environment or potential to cause damage to University facilities are classified at Category 1 Deficiencies and must be rectified immediately.

 

Form Details:

OWNER: Environmental Health & Safety

RESPONSIBLE OFFICE: Environmental Health & Safety

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=51530

Procedure: Environmental Health and Safety
Laboratory Inspection Program
Procedure: Environmental Health and Safety

Laboratory Inspection Program

Laboratory inspections are required by University Policy 7-02, Department Safety Committees, to be conducted quarterly. The Departmental Chemical Hygiene Officer or Safety Committee Chair will organize these inspections which will check for Chemical Hygiene Plan compliance. The inspections may be conducted by the Departmental Chemical Hygiene Officer, the University of Delaware Chemical Hygiene Officer, a member of the local safety committee or on occasion the laboratory occupants. Laboratory supervisors are responsible for ensuring compliance with the University’s Chemical Hygiene Plan and must remediate any deficiencies identified in the laboratory in a timely manner.

Any questions or concerns related to Chemical Hygiene Plan laboratory inspections should be addressed to the Chemical Hygiene Officer at dehsafety@udel.edu or call 302-831-8475.

 

Procedure Details:

OWNER: Environmental Health & Safety

RESPONSIBLE OFFICE: Environmental Health & Safety

Procedure Source Email https://research.udel.edu/forms-policies-procedures/?entry=51526

Policy: General Counsel
Lightning Safety for Outdoor Activities
Policy: General Counsel

Lightning Safety for Outdoor Activities

  1. SCOPE OF PURPOSE

    Lightning strikes approximately 1,000 people annually in the United States, causing fatalities in about 1/3 of these cases. Most of these cases involve persons in outdoor, open areas during the period preceding, during, or after a lightning storm. Lightning storms move at speeds of 25 mph or more and lightning can strike as much as 30 miles ahead of or following the main rain cell of a lightning storm, striking from a clear blue sky. Because of this, visual means of lightning detection is inadequate. Further, persons must seek shelter in advance of the visual lightning or the main rain cell.

    To ensure the safety of guests, participants, and staff during outdoor activities and to provide the criteria for suspension and sheltering when lightning is detected approaching or threatening outdoor activities. …

The complete policy and more can be found on the General Counsel’s web site.

 

Policy Details:

OWNER: Executive Vice President

SECTION: Campus Safety and Security Policies

RESPONSIBLE OFFICE: Director of Environmental Health and Safety

POLICY NUMBER (Legacy): 7-46

ORIGINATION DATE: February 1, 2001

REVISION DATE(S): 2/10/14

Policy Source Email https://research.udel.edu/forms-policies-procedures/?entry=51579

Form: Research Office
Limited Submission White Paper Template
Form: Research Office

Limited Submission White Paper Template

Researchers who are interested in submitting an application to any of the limited submissions should first review the announcement carefully to ensure eligibility. All internal limited submission white papers must follow the template found here. Applications not adhering to this requirement will be returned without review. Please complete the following form when applying to University of Delaware’s internal limited submission programs.

Related Links

 

Form Details:

OWNER: Research Development

RESPONSIBLE OFFICE: Research Development

ORIGINATION DATE: April 13, 2021

REVISION DATE(S): 1/06/2022

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=86637

Policy: General Counsel
Local Exhaust Ventilation Equipment
Policy: General Counsel

Local Exhaust Ventilation Equipment

  1. SCOPE OF PURPOSE
    To ensure local exhaust ventilation equipment is designed and installed in accordance with standards and recommended practices for the control of hazardous materials. …

For more information regarding this policy, contact the Department of Environmental Health and Safety (ext. 8475).

The complete policy and more can be found on the General Counsel’s web site.

 

Policy Details:

OWNER: Executive Vice President

SECTION: Campus Safety and Security Policies

RESPONSIBLE OFFICE: Office of Environmental Health and Safety

POLICY NUMBER (Legacy): 7-21

ORIGINATION DATE: February 1, 1980

REVISION DATE(S): June 5, 1989; April 1, 1996; January 10, 2006

Policy Source Email https://research.udel.edu/forms-policies-procedures/?entry=51580

Policy: General Counsel
Lockout/Tagout, the Control of Hazardous Energy Sources
Policy: General Counsel

Lockout/Tagout, the Control of Hazardous Energy Sources

  1. SCOPE OF PURPOSE
    1. The purpose of this policy is to prevent injuries to employees from the unexpected energizing, start-up or release of stored energy from machines, equipment, or processes when such employees are engaged in activities where they are at risk from these hazardous energy sources.
    2. This policy requires departments to establish and implement procedures for affixing the appropriate lockout/tagout devices to energy isolating devices, and to otherwise disable machines, equipment or processes to prevent unexpected energizing, start-up or the release of stored energy.
  2. POLICY
    1. Each department shall ensure that before an employee performs any activities where the unexpected energizing, start-up or release of stored energy could occur and cause injury, all potentially hazardous energy sources shall be isolated, locked/tagged out or otherwise disabled in accordance with the established procedures. …

For a copy of the Lockout/Tagout procedures or more information regarding this policy, contact the Department of Environmental Health and Safety (ext. 8475) or click here.

The complete policy and more can be found on the General Counsel’s web site.

 

Policy Details:

OWNER: Executive Vice President

SECTION: Campus Safety and Security Policies

RESPONSIBLE OFFICE: Office of Environmental Health and Safety

POLICY NUMBER (Legacy): 7-12

ORIGINATION DATE: April 15, 1975

REVISION DATE(S): June 5, 1989; January 9, 2006; February 10, 2014

Policy Source Email https://research.udel.edu/forms-policies-procedures/?entry=51581

Form: Research Office
Material Transfer Agreement Required Webform
Form: UD Research Office

Material Transfer Agreement Required Webform

The Webform is the first step in requesting a Material Transfer Agreement (MTA) and is required by the Research Office prior to approving any request.  Please download and complete the UD Webform, including the MTA attachment, as completely and accurately as possible and submit.  The system will route the completed form to the appropriate approvers in the Research Office or the requestor’s Department.  The Research Office will notify the requestor when the agreement has been fully-executed and it has been approved to ship materials.  Templates for the MTA attachment are provided below.

Related Links

 

Form Details:

OWNER: Research Office

RESPONSIBLE OFFICE: Research Office

Download Form (CAS login) Email https://research.udel.edu/forms-policies-procedures/?entry=51503

Template: Research Office
Material Transfer Agreement Template – Incoming
Template: UD Research Office

Material Transfer Agreement Template – Incoming

A Material Transfer Agreement (MTA) is used to manage and record the transport of research material from one party to another, and is required for both incoming and outgoing materials. The attached MTA template is used to facilitate incoming transfers where the University of Delaware is the Recipient of the transfer. Please complete the appropriate sections of the attached MTA template and sign as Recipient Scientist.

Please note that there is a separate template available on this website for outgoing transfers where the University of Delaware is the Provider of the material.

The appropriate MTA template should be used to confirm the terms of transfer for any non-biological materials, or biological materials where the UBMTA available on this website is not applicable.

In addition to the attached MTA, you must also complete a MTA Webform. Attach the completed MTA (with your signature) when submitting a MTA Webform. The Research Office will review the MTA and obtain any remaining signatures.

For more information regarding intellectual property and research, please refer to the Regulatory Affairs page, or for additional questions, please contact Regulatory Affairs at 302-831-2136.

Related Links

 

Template Details:

OWNER: Research Office

RESPONSIBLE OFFICE: Research Office

ORIGINATION DATE: July 7, 2011

REVISION DATE(S): 07/07/2011, 12/11/2014, 6/12/2019, 3/02/2020

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=51504

Template: Research Office
Material Transfer Agreement Template – Outgoing
Template: UD Research Office

Material Transfer Agreement Template – Outgoing

A Material Transfer Agreement (MTA) is used to manage and record the transport of research material from one party to another, and is required for both incoming and outgoing materials. The attached MTA template is used to facilitate outgoing transfers where the University of Delaware is the Provider of the transfer. Please complete the appropriate sections of the attached MTA template and sign as Provider Scientist.

Please note that there is a separate template available on this website for incoming transfers where the University of Delaware is the Recipient of the material.

The appropriate MTA template should be used to confirm the terms of transfer for any non-biological materials, or biological materials where the UBMTA available on this website is not applicable.

In addition to the attached MTA, you must also complete a MTA Webform. Attach the completed MTA (with your signature) when submitting a MTA Webform. The Research Office will review the MTA and obtain any remaining signatures.

For more information regarding intellectual property and research, please refer to the Regulatory Affairs page, or for additional questions, please contact Regulatory Affairs at 302-831-2136.

Related Links

 

Template Details:

OWNER: Research Office

RESPONSIBLE OFFICE: Research Office

ORIGINATION DATE: March 20, 2020

Download Form Email https://research.udel.edu/forms-policies-procedures/?entry=51668

ASSISTANCE

Compliance Hotline
Phone: (302) 831-2792

UD Research Office
210 Hullihen Hall
Newark, DE 19716
Phone: (302) 831-2136
Fax: (302) 831-2828
Contact us

SUBSCRIBE & CONNECT

From our latest Research Magazine to our latest discoveries, keep in touch with UD Research by signing up for our services below.